Broker Check

Qualified Retirement Plans

Reference Page

401(k) Plan Basics and Fees

Disclosure of Retirement Plan Fees

Key Service Providers for Retirement Plans

  • 401(k) Plan Advisors

    • What does a financial advisor do for a 401(k) plan? How are they paid?

  • 401(k) Plan Administrators

    • Plan administration and Third Party Administrators (TPAs) are necessary for keeping the plan in compliance.

  • 401(k) Plan Recordkeeping

    • Recordkeepers track assets in the plan and provide other services to participants.

  • Bundled 401(k) Plans

    • What are the pros and cons of using a bundled plan, and how do the costs differ?

  • Partner With Us

    • We work with employers, financial advisors, and service providers to make sure fees are in line and everybody stays happy.